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JL

Jeffrey N. Laroche

FUNDS DISTRIBUTOR

Portland, ME 04101

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CRD#: 2875921

Professional summary

Jeffrey Norman Laroche is a registered financial professional currently at FUNDS DISTRIBUTOR, LLC located in Portland, Maine and NORTHERN FUNDS DISTRIBUTORS, LLC located in Portland, Maine.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 27 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Norman Laroche's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2002 - Present

FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 7174

Portland, ME

Current

January 13, 2009 - Present

NORTHERN FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 45943

Portland, ME

Current

June 10, 2011 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 46106

Portland, ME

Current

July 17, 2014 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 130745

Portland, ME

Current

January 16, 2015 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 31334

Portland, ME

Current

March 19, 2018 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 147382

Portland, ME

Current

July 18, 2018 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 148477

Portland, ME

Current

March 20, 2019 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 35682

Portland, ME

Current

February 24, 2021 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103848

Portland, ME

Current

May 11, 2021 - Present

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 143809

Portland, ME

Past

January 2, 2019 - October 11, 2023

COMPASS DISTRIBUTORS, LLC

BD

CRD#: 172662

Mount Vernon, OH

Past

May 11, 2017 - May 25, 2017

MGI FUNDS DISTRIBUTORS, LLC

BD

CRD#: 35682

GAHANNA, OH

Past

August 22, 2016 - June 23, 2020

FAIRHOLME DISTRIBUTORS, LLC

BD

CRD#: 150987

GAHANNA, OH

Past

November 12, 2015 - December 31, 2022

STERLING CAPITAL DISTRIBUTORS, LLC

BD

CRD#: 103934

Mount Vernon, OH

Past

July 23, 2008 - June 23, 2020

FORESIDE ASSOCIATES, LLC

BD

CRD#: 13494

GAHANNA, OH

Past

October 20, 2005 - July 16, 2007

BFD DISTRIBUTOR, INC.

BD

CRD#: 136212

COLUMBUS, OH

Past

May 18, 2004 - January 2, 2013

IMST DISTRIBUTORS, LLC

BD

CRD#: 130745

GAHANNA, OH

Past

March 2, 2004 - February 24, 2006

NEW COVENANT FUNDS DISTRIBUTOR, INC.

BD

CRD#: 37465

JEFFERSONVILLE, IN

Past

June 3, 2003 - November 29, 2005

STI CLASSIC FUND SERVICES, INC

BD

CRD#: 35746

BOSTON, MA

Past

June 3, 2003 - July 16, 2007

FTFD FUND DISTRIBUTOR, INC.

BD

CRD#: 22229

COLUMBUS, OH

Past

June 3, 2003 - November 29, 2007

CITI DISTRIBUTION SERVICES, INC.

BD

CRD#: 29244

COLUMBUS, OH

Past

January 21, 2003 - August 19, 2005

BISYS SHELF B/D (1), INC.

BD

CRD#: 26501

BOSTON, MA

Past

December 19, 2001 - October 1, 2007

HEARTLAND INVESTOR SERVICES, LLC

BD

CRD#: 29693

BOSTON, MA

Past

July 12, 2001 - May 25, 2004

EVERGREEN DISTRIBUTOR, INC.

BD

CRD#: 35773

BOSTON, MA

Past

July 12, 2001 - February 7, 2005

PROFUNDS DISTRIBUTORS, INC.

BD

CRD#: 19541

BETHESDA, MD

Past

July 12, 2001 - December 4, 2007

VICTORY CAPITAL SERVICES, INC.

BD

CRD#: 37059

BROOKLYN, OH

Past

July 12, 2001 - May 1, 2020

BD COMPLIANCE SOLUTIONS, LLC

BD

CRD#: 30188

GAHANNA, OH

Past

July 12, 2001 - August 8, 2022

FORESIDE INVESTMENT SERVICES, LLC

BD

CRD#: 30016

GAHANNA, OH

Past

June 13, 1997 - December 31, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD

CRD#: 15634

Mount Vernon, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Nevada
(1/14/2010)

RR

North Carolina
(1/14/2010)

Exams

State Security Law Exam

RR

Series 63

Date: 6/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

RR

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 4/20/2001

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 6/12/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 53

Date: 3/10/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 6/28/2001

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

PA

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

ARDEN SECURITIES LLC | PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC | JOHCM FUNDS DISTRIBUTORS, LLC | HARDT GROUP INVESTOR SERVICES LLC | FORESIDE FUND PARTNERS LLC

CRD#: 143809 / SEC#: , 8-67608

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

New York since 01/23/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
TAYLOR, GORDON BURDETTE	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

CRD#: 143809Portland, ME 04101

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