Mark A. Wiseman
Professional summary
Mark Alan Wiseman is a registered financial professional currently at CPS FINANCIAL & INSURANCE SERVICES, INC. located in Irvine, California.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Alan Wiseman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 22, 2019 - Present
CPS FINANCIAL & INSURANCE SERVICES, INC.
Office #1: 2860 Michelle Drive, Suite 150, Irvine, CA 92606October 17, 2015 - December 31, 2018
CAPITAL SYNERGY PARTNERS
February 4, 2013 - September 22, 2015
FIRST HEARTLAND CAPITAL, INC.
December 2, 2010 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
August 26, 2004 - June 15, 2009
WOODBURY FINANCIAL SERVICES, INC.
July 22, 2004 - July 9, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
April 28, 1997 - June 24, 2004
CARILLON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2019)
(10/15/2025)
(2/22/2019)
Exams
FINRA
Current Firm
CPS FINANCIAL & INSURANCE SERVICES, INC.
CRD#: 41243 / SEC#: , 8-49337
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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