JZ
John J. Zamora
FORTUNE FINANCIAL SERVICES
Metairie, LA 70006
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CRD#: 2875695
JZ
Professional summary
John Joseph Zamora III, CFP®, who also goes by John Joseph III Zamora, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Metairie, Louisiana.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Joseph Iii Zamora
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
John J. Zamora, III~'NIR'~4420 Conlin Street, Suite 101~Metairie~LA~70006~Attorney/Legal Practice~Attorney/Legal Counsel~5/18/1971~40hrs~10hrs~legal advice for individuals and small business|Keyport Life Insurance Company~'NIR'~4420 Conlin Street, Suite 101~Metairie~LA~70006~Independent Insurance Agent~Insurance Sales Agent~6/6/2003~3hrs~3hrs~for Keyport, they offer fixed annuities|John J. Zamora, III~'NIR'~4420 Conlin Street, Suite 101~Metairie~LA~70006~Tax Preparation/Accounting~Tax Preparation/Accounting~5/18/1971~20hrs~10hrs~tax preparation for individuals and small business|HD Vest Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~1/17/2020~2hrs~2hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).|
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Zamora III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
September 1, 2022 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 4420 Conlin Street Suite 101, Metairie, LA 70006BD
CRD#: 42150
Metairie, LA
Past
July 24, 2002 - September 7, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
METAIRIE, LA
Past
July 23, 1997 - September 7, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
METAIRIE, LA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2024)
RR
Florida(9/1/2022)
RR
Louisiana(9/1/2022)
RR
Mississippi(9/1/2022)
RR
Texas(9/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150Metairie, LA 70006TRUST BUT VERIFY
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