Joseph C. Kelly

JOSEPH C. KELLY & ASSOCIATES

MIDDLETOWN, NJ 07748

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CRD#: 2875675

Professional summary

Joseph C Kelly is a registered financial advisor currently at JOSEPH C. KELLY & ASSOCIATES, INC. located in Middletown, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 3 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KELLY & CO., CPA 165 BAMM HOLLOW ROAD, MIDDLETOWN, NJ 07748 CERTIFIED PUBLIC ACCOUNTING PRACTICE NON-INVESTMENT RELATED OWNER AND PRINCIPAL SINCE 1/1989 DEVOTE APPROX. 125 HRS. PER MONTH OFFER CPA SERVICES JOSEPH C. KELLY & ASSOCIATES, INC. 165 BAMM HOLLOW ROAD, MIDDLETOWN, NJ 07748 REGISTERED INVESTMENT ADVISORY SERVICE INVESTMENT RELATED PRESIDENT/OWNER SINCE 1/2000 DEVOTE APPROX. 30 HRS. PER MONTH TO INVESTMENT ADVISORY DUTIES TFS MORTGAGE CORPORATION, INC. 437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738 POSITION - MORTGAGE SOLICITOR TIME DEVOTED TO THIS ACTIVITY VARIES COMPENSATION PAID BY TFS MORTGAGE CORPORATION, INC. DUTY INVOLVES SOLICITATION OF MORTGAGES.

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CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2004 - Present

JOSEPH C. KELLY & ASSOCIATES, INC.

Office #1: 165 Bamm Hollow Road, Middletown, NJ 07748

RIA

CRD#: 129279

MIDDLETOWN, NJ

Past

December 4, 2001 - December 31, 2005

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

February 11, 1998 - December 31, 1999

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/8/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2003

General Securities Principal Examination

Current Firm

JOSEPH C. KELLY & ASSOCIATES, INC.

CRD#: 129279 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/26/1997 Approved)

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Contact information

Main Address

Middletown, NJ

Mailing Address

165 Bamm Hollow Road, Middletown, NJ 07748

Phone number

(732) 671-9119

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 5,175,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph C Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH C. KELLY & ASSOCIATES, INC.

WORLD INVESTMENTS, LLC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/1998

Series 7

Date: 5/8/1998

Series 6

Date: 6/10/1997

Series 24

Date: 9/10/2003

Current Firm

JOSEPH C. KELLY & ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOSEPH C. KELLY & ASSOCIATES, INC.

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