Peter C. Campbell
Professional summary
Peter Charles Campbell JR, who also goes by Peter Charles Campbell Sr, Peter Charles Campbell, is a registered financial professional currently at OSCAR GRUSS & SON INCORPORATED located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Charles Campbell JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2012 - Present
OSCAR GRUSS & SON INCORPORATED
Office #1: 10 East 53rd Street 17th Floor, New York, NY 10022March 6, 2012 - November 5, 2012
SIDOTI & COMPANY, LLC
April 20, 1998 - June 17, 1999
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/19/2012
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
OSCAR GRUSS & SON INCORPORATED
CRD#: 2091 / SEC#: , 8-22371
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 5 |
| Judgment/Lien | 13 |
Red Flags
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