Jon D. Mitchell
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SPRING, TX
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CRD#: 2875443
Professional summary
Jon D Mitchell, who also goes by Jon David Mitchell, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Spring, Texas and FIDELITY BROKERAGE SERVICES LLC located in The Woodlands, Texas.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jon has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Partnering with clients for a wealth planning experience by leveraging cutting edge technology, cost efficient investment options, and planning strategies. I have over two decades of Fidelity and industry experience, and together we work towards financial independence in your retirement plan and beyond.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon David Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jon D Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Stephen F. Austin State University
Bachelor of Business Administration - Finance
1996
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1701 Lake Robbins Dr, The Woodlands, TX 77380-3119RIA
CRD#: 104555
SPRING, TX
Current
August 20, 1998 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1701 Lake Robbins Drive, The Woodlands, TX 77380BD
CRD#: 7784
The Woodlands, TX
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
THE WOODLANDS, TX
Past
November 1, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
THE WOODLANDS, TX
Past
April 25, 2001 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
RIA
CRD#: 109516
DALLAS, TX
Past
November 17, 2000 - September 8, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
THE WOODLANDS, TX
Past
October 9, 1997 - April 1, 1998
BANK UNITED SECURITIES CORP.
BD
CRD#: 30288
HOUSTON, TX
Past
May 22, 1997 - August 6, 1997
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/5/2015)
RR
California(8/22/2012)
RR
Colorado(9/26/2012)
RR
Delaware(5/24/2023)
RR
Florida(1/7/2015)
RR
Georgia(1/11/2017)
RR
Idaho(4/12/2022)
RR
Illinois(2/10/2020)
RR
Indiana(1/6/2020)
RR
Iowa(1/6/2015)
RR
Kentucky(1/9/2017)
RR
Louisiana(2/16/2006)
RR
Maryland(1/6/2020)
RR
Michigan(1/7/2020)
RR
Mississippi(1/7/2016)
RR
Missouri(1/5/2015)
RR
Montana(1/6/2016)
RR
New Hampshire(10/18/2021)
RR
New Jersey(8/11/2021)
RR
New Mexico(3/7/2022)
RR
New York(10/24/2024)
RR
North Carolina(1/8/2016)
RR
Ohio(1/6/2016)
RR
Oklahoma(1/8/2024)
RR
Pennsylvania(1/6/2025)
RR
South Dakota(8/10/2020)
RR
Tennessee(1/9/2020)
RR
Texas(8/24/1998)
IAR
Texas(3/31/2025)
RR
Utah(1/8/2019)
RR
Washington(1/6/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Spring, TXTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
