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JD

Joseph R. Digirolamo

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CRD#: 2875438
JD

Professional summary


Joseph Rosario Digirolamo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joseph is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Joseph had worked at 3 firms, which includes VALLEY FORGE SECURITIES INC ., PARKER FINANCIAL CORP., PRESTON LANGLEY ASSET MANAGEMENT INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joseph Rosario Digirolame | Joseph Digirolamo | Joseph Rosario Digirolomo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 10, 2001 - November 5, 2001

VALLEY FORGE SECURITIES, INC .

BD
CRD#: 20892
ROSEMONT, PA
Past

May 24, 2001 - June 13, 2001

PARKER FINANCIAL CORP.

BD
CRD#: 42140
VALLEY COTTAGE, NY
Past

August 4, 1997 - April 24, 2001

PRESTON LANGLEY ASSET MANAGEMENT, INC.

BD
CRD#: 35733
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/29/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


VF
VALLEY FORGE SECURITIES, INC .
BRYN MAWR INVESTMENT GROUP, INC. | VALLEY FORGE SECURITIES, INC . | VALLEY FORGE SECURITIES, INC

CRD#: 20892 / SEC#: , 8-38587

BD
Terminated by SEC on 03/03/2002
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Contact information


Main Address
Mailing Address
Phone number
Established
Pennsylvania since 08/18/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BRIAR CREEK INVESTMENTS L.L.C.STOCKHOLDER
LABELLA, TONINO GAETANOCHAIRMAN/CEO
GM FINANCIAL CORP.STOCKHOLDER
KESSLER, THOMAS RALPHDIRECTOR4183486
WALSH, MICHAEL JOSEPHPRESIDENT458066

Disclosures


Regulatory Event8
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALLEY FORGE SECURITIES, INC .

CRD#: 20892

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