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MW

Mark T. Wilson

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CRD#: 2875423
MW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Terence Wilson was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 13 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 30, 2013 - December 31, 2014

M WILSON & ASSOCIATES L.L.C.

RIA
CRD#: 146909
GRANADA HILLS, CA
Past

May 8, 2008 - December 31, 2012

M WILSON & ASSOCIATES L.L.C.

RIA
CRD#: 146909
NORTHRIDGE, CA
Past

June 6, 2005 - July 30, 2008

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
NORTHRIDGE, CA
Past

June 6, 2005 - July 30, 2008

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
NORTHRIDGE, CA
Past

March 29, 2005 - June 14, 2005

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
WOODHILLS, CA
Past

March 28, 2005 - June 14, 2005

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

April 30, 2003 - April 4, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
SHERMAN OAKS, CA
Past

April 12, 2002 - March 31, 2005

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

September 21, 2001 - April 12, 2002

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

March 17, 2000 - September 28, 2001

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

November 4, 1998 - March 21, 2000

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

July 8, 1998 - September 22, 1998

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

March 26, 1998 - June 26, 1998

FIELD LOGAN & CO., LLC

BD
CRD#: 44409
GREENBRAE, CA
Past

February 6, 1998 - May 19, 1998

LINTZ GLOVER WHITE & COMPANY, INC.

BD
CRD#: 22906
VALLEY VILLAGE, CA
Past

November 20, 1997 - January 16, 1998

STOCK USA, INC.

BD
CRD#: 40687
EL CAJON, CA
Past

June 26, 1997 - September 24, 1997

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MW
M WILSON & ASSOCIATES L.L.C.
M WILSON & ASSOCIATES L.L.C.

CRD#: 146909 / SEC#:

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Contact information


Main Address
Granada Hills, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M WILSON & ASSOCIATES L.L.C.

CRD#: 146909

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