Patrick A. Chism
Professional summary
Patrick Andrew Chism, who also goes by Patrick A Chism, Patrick Chism, is a registered financial professional currently at LSH PARTNERS SECURITIES LLC located in New York, New York and VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Andrew Chism's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2016 - Present
LSH PARTNERS SECURITIES LLC
Office #1: 780 Third Avenue 11th Floor, New York, NY, 10017Office #2: 780 Third Avenue 11th Floor, New York, NY 10017May 15, 2017 - Present
VIGILANT DISTRIBUTORS, LLC
Office #1: 223 Wilmington West Chester Pike Suite 216, Chadds Ford, PA 19317Office #2: Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317January 4, 2024 - Present
RYAN TAX CAPITAL, LLC
Office #1: Rockefeller Center 600 Fifth Ave, 9th Floor, , New York, NY, 10020June 10, 2021 - March 3, 2025
INVESTORLINK CAPITAL MARKETS, LLC
August 17, 2020 - July 22, 2024
TMF INVESTMENTS
June 10, 2019 - January 13, 2022
FALLS BRIDGE SECURITIES, LLC
March 13, 2017 - November 19, 2018
BLUEROCK CAPITAL MARKETS LLC
July 9, 2015 - July 8, 2016
FS INVESTMENT SOLUTIONS, LLC
September 6, 2012 - July 7, 2015
UBS FINANCIAL SERVICES INC.
September 28, 2011 - July 7, 2015
UBS FINANCIAL SERVICES INC.
September 12, 2007 - October 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 3, 2007 - October 4, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2002 - May 29, 2003
QUICK & REILLY, INC.
August 20, 1999 - September 27, 2001
PRUDENTIAL EQUITY GROUP, LLC
May 9, 1997 - August 24, 1999
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/12/2018)
(10/31/2018)
(3/12/2019)
(10/30/2018)
(12/6/2018)
(1/11/2019)
(11/14/2019)
(9/18/2024)
(10/13/2020)
(12/10/2018)
(5/3/2019)
(11/30/2018)
(10/25/2018)
(10/21/2025)
(11/29/2018)
(11/21/2018)
(10/16/2018)
(10/26/2018)
(9/16/2020)
(6/3/2025)
(12/10/2018)
(9/11/2018)
(11/28/2018)
(10/19/2018)
(11/27/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RYAN TAX CAPITAL, LLC
CRD#: 321878 / SEC#: , 8-71024
Contact information
FINRA licenses (44 States and Territories)
Documents
Red Flags
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