Stephanie L. Farrar

INTEGRITY FINANCIAL STRATEGIES

Palmetto, FL

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CRD#: 2875385

Professional summary

Stephanie Lee Farrar, who also goes by Stephanie Farrar, Stephanie Lee Hallberg, is a registered financial advisor currently at INTEGRITY FINANCIAL STRATEGIES located in Palmetto, Florida.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Stephanie has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Farrar | Stephanie Lee Hallberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stephanie Farrar is a Certified Divorce Financial Consultant and Mediator at Integrity Divorce Solutions LLC. This activity accounts for approximately 20% of her time. This creates a conflict of interest because Stephanie Farrar has an incentive to refer clients between Integrity Divorce Solutions LLC and Integrity Financial Strategies LLC, although neither party receives compensation for client referrals. To mitigate the existence of this conflict, as a fiduciary Stephanie Farrar has a duty to act solely in the best interests of each client and will only recommend services appropriate to the client's circumstances. Clients are under no obligation to act upon the recommendations. In addition, clients utilizing services of both entities will engage and remit payment to each business separately.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lee Farrar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2021 - Present

INTEGRITY FINANCIAL STRATEGIES

RIA

CRD#: 311481

Palmetto, FL

Past

October 31, 2016 - December 15, 2020

TEN CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 159802

SPOKANE, WA

Past

February 11, 2010 - October 14, 2016

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

FOLSOM, CA

Past

October 5, 2007 - April 20, 2009

RUSSELL INVESTMENTS

RIA

CRD#: 105734

TACOMA, WA

Past

May 14, 1997 - April 20, 2009

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

TACOMA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/7/2021)

IAR

Washington
(2/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/6/2006

General Securities Principal Examination

Current Firm

INTEGRITY FINANCIAL STRATEGIES

INTEGRITY FINANCIAL STRATEGIES | INTEGRITY FINANCIAL STRATEGIES LLC

CRD#: 311481 / SEC#:

Florida

Registered Investment Advisory firm - (1/7/2021 Approved)

Louisiana

Registered Investment Advisory firm - (6/10/2024 Approved)

South Carolina

Registered Investment Advisory firm - (11/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (2/22/2023 Conditional Restricted)

Washington

Registered Investment Advisory firm - (2/9/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Palmetto, FL

Mailing Address

Phone number

(253) 677-1092

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 21,606,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie L. Farrar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lee Farrar's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEN CAPITAL WEALTH ADVISORS, LLC

PRINCIPAL FUNDS DISTRIBUTOR, INC.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2008

Series 63

Date: 3/24/1998

SIE

Date: 10/14/2016

Series 7

Date: 5/13/1997

Series 24

Date: 9/6/2006

Current Firm

INTEGRITY FINANCIAL STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FINANCIAL STRATEGIES

TRUST BUT VERIFY

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