Edward S. Borland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Sivage Borland, who also goes by Ned Borland, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1997. Edward had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2011 - February 28, 2017
KEELEY INVESTMENT CORP.
February 1, 2010 - May 27, 2011
HUDSON SECURITIES,INC.
April 18, 2005 - February 1, 2010
NEXT GENERATION EQUITY RESEARCH LLC
April 9, 2001 - August 29, 2001
FUNDS DISTRIBUTOR, LLC
July 18, 1997 - April 9, 2001
UAM FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KEELEY INVESTMENT CORP.
CRD#: 7346 / SEC#: , 8-21353
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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