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Michael Paul Spinelli

CRD# 2875142·Registered 1997 - 2017
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Paul Spinelli was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1997 - 2017. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

G&L PARTNERS, INC.·CRD# 129605
BD
Sea Cliff, NY
June 11, 2013 - January 12, 2017
MORGAN STANLEY·CRD# 149777
RIA
New York, NY
April 22, 2010 - June 30, 2011
MORGAN STANLEY·CRD# 149777
BD
New York, NY
January 28, 2010 - June 30, 2011
W.R. HAMBRECHT + CO., LLC·CRD# 45040
BD
New York, NY
January 26, 2006 - June 2, 2008
FULCRUM GLOBAL PARTNERS LLC·CRD# 104455
BD
New York, NY
June 15, 2001 - December 19, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 31, 1999 - June 11, 2001
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
May 8, 1998 - May 25, 1999
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
October 10, 1997 - January 22, 1998

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Current Firm

GP
G&L PARTNERS, INC.

G&L PARTNERS, INC.

CRD#: 129605 / SEC#: 8-66236
BD
Terminated by SEC on 11/26/2017

Contact Information

Established

New York since 07/28/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LEPORIN, DANIEL J.CEO/PRES/TREAS/SEC'Y/DIR/CCO/GENERAL SECURITIES PRINCIPAL/ROP1825254
FISCHER, KAREN ZILLIAFIN OP1708090

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2002

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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