Michael P. Spinelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Spinelli was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2013 - January 12, 2017
G&L PARTNERS, INC.
April 22, 2010 - June 30, 2011
MORGAN STANLEY
January 28, 2010 - June 30, 2011
MORGAN STANLEY
January 26, 2006 - June 2, 2008
W.R. HAMBRECHT + CO., LLC
June 15, 2001 - December 19, 2005
FULCRUM GLOBAL PARTNERS LLC
July 31, 1999 - June 11, 2001
UBS FINANCIAL SERVICES INC.
May 8, 1998 - May 25, 1999
CIBC WORLD MARKETS CORP.
October 10, 1997 - January 22, 1998
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/11/2002
Limited Representative-Equity Trader ExamCurrent Firm
G&L PARTNERS, INC.
CRD#: 129605 / SEC#: , 8-66236
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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