Joseph S. Naidrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Steven Naidrich, who also goes by Joe Naidrich, Joseph S Naidrich, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2000. Joseph had worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2020 - March 24, 2025
MACRO RISK ADVISORS LLC
August 6, 2019 - July 27, 2020
OLIVETREE FINANCIAL, LLC
January 29, 2019 - August 1, 2019
MAREX CAPITAL MARKETS INC.
December 1, 2016 - July 26, 2017
COWEN EXECUTION SERVICES LLC
December 22, 2015 - August 11, 2016
EVERCORE GROUP L.L.C.
November 26, 2012 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
January 7, 2008 - November 19, 2012
BTIG, LLC
January 2, 2007 - January 4, 2008
RBC CAPITAL MARKETS CORPORATION
September 26, 2005 - January 2, 2007
CARLIN EQUITIES, LLC
May 9, 2005 - September 28, 2005
OLYMPUS SECURITIES, LLC
June 12, 2002 - March 29, 2005
BROKERAGEAMERICA, LLC
December 22, 2000 - April 3, 2002
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/4/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 10/5/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
