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Susan J. Callari

FREEDOM INVESTMENTS
Edison, NJ 08837
Some features on this profile are disabled
CRD#: 2874655
SC

Professional summary

Susan Jeanette Callari is a registered financial professional currently at FREEDOM INVESTMENTS, INC. located in Edison, New Jersey.

Susan is registered as a RR (Registered Representative) and started their career in finance in 2016. Susan has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susan Jeanette Callari's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2003 - Present

FREEDOM INVESTMENTS, INC.

Office #1: 375 Raritan Center Parkway, Edison, NJ 08837
BD
CRD#: 37674
Edison, NJ
Past

July 15, 2016 - December 11, 2023

OPPENHEIMER & CO. INC.

BD
CRD#: 249
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(5/14/2003)
RR
New Mexico
(11/17/2008)
RR
New York
(1/9/2017)
RR
Ohio
(11/17/2008)
RR
South Dakota
(2/26/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/6/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/12/2017
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/14/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FREEDOM INVESTMENTS, INC.
FREEDOM INVESTMENTS, INC.

CRD#: 37674 / SEC#: , 8-47883

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
375 Raritan Center Parkway, Edison, NJ 08837
Mailing Address
375 Raritan Center Parkway, Edison, NJ 08837
Phone number
(732) 934-3000
Established
Delaware since 11/17/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPPENHEIMER & CO. INC.PARENT COMPANY249
GIORDANO, PETER JOHNCEO-PRESIDENT-DIRECTOR2921308
LOWENTHAL, ALBERT GRINSFELDERDIRECTOR313519
LOWENTHAL, ROBERT STEVENDIRECTOR1639913
MATTRELLA, CHRISTIAN GENTILESVP & CHIEF FINANCIAL OFFICER4088299
MCKIGNEY, BRYAN EDWARDDIRECTOR4293175
MCNAMARA, DENNIS PATRICKSVP & SECRETARY2938486
SANTIAGO, MANUEL ANGELVP & CHIEF COMPLIANCE OFFICER1987936

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREEDOM INVESTMENTS, INC.

CRD#: 37674Edison, NJ 08837

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