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TM

Timothy M. Murphy

TD PRIVATE CLIENT WEALTH LLC
Ramsey, NJ 07446
Some features on this profile are disabled
CRD#: 2874257
TM

Professional summary

Timothy Michael Murphy, who also goes by Timothy M Murphy, Timothy Michael Murphy, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Ramsey, New Jersey.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Timothy has worked at 8 firms and has passed the Series 66, Series 99TO, Series 57TO, Series 3, Series 31, SIE, Series 7, Series 56, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Timothy M Murphy | Timothy Michael Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Michael Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Timothy Michael Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446
RIA
BD
CRD#: 164484
Ramsey, NJ
Current

January 8, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446
RIA
BD
CRD#: 164484
Ramsey, NJ
Past

August 25, 2025 - October 2, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
RANDOLPH, NJ
Past

August 22, 2025 - October 2, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
RANDOLPH, NJ
Past

November 19, 2024 - February 11, 2025

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Randolph, NJ
Past

November 14, 2024 - February 20, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
MORRISTOWN, NJ
Past

April 11, 2023 - July 1, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

April 11, 2023 - July 1, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 11, 2023 - July 1, 2024

CITI PRIVATE ALTERNATIVES, LLC

BD
CRD#: 153777
New York, NY
Past

September 1, 2022 - March 31, 2023

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

BD
CRD#: 104369
MORRISTOWN, NJ
Past

May 2, 2022 - August 30, 2022

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

May 2, 2022 - August 30, 2022

CITI PRIVATE ALTERNATIVES, LLC

RIA
CRD#: 153777
New York, NY
Past

May 2, 2022 - August 30, 2022

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 2, 2022 - August 30, 2022

CITI PRIVATE ALTERNATIVES, LLC

BD
CRD#: 153777
New York, NY
Past

January 12, 2021 - April 25, 2022

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

BD
CRD#: 104369
Morristown, NJ
Past

October 25, 2019 - January 8, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Morristown, NJ
Past

August 13, 2019 - January 8, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Morristown, NJ
Past

May 3, 2011 - December 20, 2018

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/8/2026)
IAR
New Jersey
(1/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/25/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/22/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 12/19/2022
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 5/6/2022
Futures Managed Funds Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 56
Date: 10/24/2011
Proprietary Trader Qualification Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/3/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/11/2020
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/9/2018
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/11/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
671

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)
TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

NamePositionCRD#
TD BANK, NATIONAL ASSOCIATIONOWNER
BEGUN, ROBERTPRESIDENT4436053
CALDERON NAJERA, NAYRACCO5040972
CARROLL, ANNACOO4487506
CHABOT, ALAN JCEO2617874
ORTIZ, JORGE LUISCFO & FINOP2725922
WILSON, KEVIN KEITHFINOP5437711

Regulatory assets under management

Total Number of Accounts25,697
AUM (Assets Under Management)$ 8,255,945,350

Disclosures

Regulatory Event3

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/30/2025
Cover Page
Report
09/27/2024
Cover Page
Report
06/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484Ramsey, NJ 07446

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