Errol V. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Errol Vaughn Wilson, who also goes by Errol V Wilson, was a registered financial professional .
Errol is a previously registered financial professional and started their career in finance in 1998. Errol had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2004 - July 26, 2004
TRIDENT PARTNERS LTD.
December 4, 2003 - January 30, 2004
WOODSTOCK FINANCIAL GROUP, INC.
October 28, 2003 - November 4, 2003
GUNNALLEN FINANCIAL, INC
December 12, 2002 - October 22, 2003
NATIONAL SECURITIES CORPORATION
September 26, 2002 - April 14, 2004
THOMAS FLETCHER & COMPANY, INC.
April 10, 2002 - September 12, 2002
LLOYD, SCOTT & VALENTI, LTD.
March 7, 2002 - March 11, 2002
PLATINUM INVESTMENT CORP.
January 18, 2000 - September 27, 2000
WINDSOR STREET CAPITAL, LP
January 2, 2000 - January 18, 2000
ROAN CAPITAL PARTNERS L.P.
November 10, 1999 - January 6, 2000
MAGNUM SECURITIES OF NEW YORK INC.
June 28, 1999 - October 6, 1999
LH ROSS & COMPANY, INC.
November 30, 1998 - June 22, 1999
LCP CAPITAL CORP.
May 20, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
March 11, 1998 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
