Anthony C. Giammarino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Charles Giammarino was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2014 - January 30, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
June 22, 2012 - September 26, 2014
JOSEPH GUNNAR & CO. LLC
October 22, 2009 - June 22, 2012
BROOKSTONE SECURITIES, INC.
August 1, 2006 - November 2, 2009
J.P. TURNER & COMPANY, L.L.C.
November 30, 2004 - August 2, 2006
GUNNALLEN FINANCIAL, INC
January 16, 2001 - November 18, 2004
CANTONE RESEARCH INC.
November 30, 1998 - January 24, 2001
LCP CAPITAL CORP.
May 22, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
January 27, 1998 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
