Rachael E. Wyatt
Professional summary
Rachael E Wyatt, CIMA®, who also goes by Rachael Elaine Frederic, Rachael Elaine Klepper, Rachael Elaine Lambert, is a registered financial advisor currently at VENTURI PRIVATE WEALTH located in Austin, Texas.
Rachael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Rachael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rachael E Wyatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2020 - Present
VENTURI PRIVATE WEALTH
Office #1: 3600 N. Capital Of Texas Hwy. Building B, Suite 200, Austin, TX 78746September 24, 2004 - November 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 2003 - November 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 2003 - May 29, 2003
SELECT ADVISORY SERVICES, LLC
May 16, 2002 - May 29, 2003
FISERV INVESTOR SERVICES, INC.
March 26, 2002 - May 29, 2003
TRADESTAR INVESTMENTS,INC.
May 12, 1997 - March 18, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/11/2020)
Exams
Current Firm
VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,488 |
| AUM (Assets Under Management) | $ 3,178,913,424 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 02/03/2025 |
Red Flags
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