Brian M. Rettig

DENVER PWM

Denver, CO 80202

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CRD#: 2874148

Professional summary

Brian Matthew Rettig is a registered financial advisor currently at DENVER PWM, LLC located in Denver, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Brian M. Rettig does business as Denver Private Wealth Management to market the services he provides.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Matthew Rettig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2017 - Present

DENVER PWM, LLC

Office #1: 1999 Broadway Suite 550, Denver, CO 80202

RIA

CRD#: 171139

Denver, CO

Past

February 19, 2013 - May 5, 2014

SHARKEY HOWES & JAVER INC

RIA

CRD#: 106050

DENVER, CO

Past

April 11, 2007 - December 3, 2012

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

CRD#: 114212

EDGEWOOD, NY

Past

July 16, 2004 - March 31, 2005

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

March 10, 2004 - August 16, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

April 5, 2001 - January 15, 2004

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 30, 1998 - October 11, 2000

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

September 9, 1997 - May 29, 1998

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENVER PWM, LLC

CRD#: 171139 / SEC#: 801-79624

RIA

Registered Investment Advisory firm - (4/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/2/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/4/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DENVER PWM, LLC

CRD#: 171139 / SEC#: 801-79624

RIA

Registered Investment Advisory firm - (4/24/2014 Approved)

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Contact information

Main Address

2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222

Mailing Address

Phone number

(720) 354-3850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/17/2025)

Regulatory assets under management

Total Number of Accounts	1,078
AUM (Assets Under Management)	$ 554,076,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian M. Rettig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Matthew Rettig's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHARKEY HOWES & JAVER INC

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

U.S. BANCORP INVESTMENTS, INC.

FIS BROKERAGE & SECURITIES SERVICES LLC

SECURITIES AMERICA, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

DENVER PWM, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/1997

Series 7

Date: 2/2/2004

Series 6

Date: 9/4/1997

Current Firm

DENVER PWM, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENVER PWM, LLC

TRUST BUT VERIFY

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