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JT

Jeffrey W. Taylor

ARES WEALTH MANAGEMENT SOLUTIONS
Denver, CO 80202
Some features on this profile are disabled
CRD#: 2874057
JT

Professional summary

Jeffrey William Taylor, who also goes by Jeff Taylor, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 6 firms and has passed the Series 63, Series 7TO, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey William Taylor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2023 - Present

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

Office #1: 1200 17th Street Suite #2900, Denver, CO 80202
BD
CRD#: 119546
Denver, CO
Past

March 13, 2024 - September 6, 2024

ARES MANAGEMENT CAPITAL MARKETS LLC

BD
CRD#: 166219
Denver, CO
Past

April 5, 2013 - August 26, 2021

BCG ADVISORS LLC

RIA
CRD#: 160975
DENVER, CO
Past

April 20, 2004 - April 30, 2007

DIVIDEND CAPITAL INVESTMENTS LLC

RIA
CRD#: 128667
DENVER, CO
Past

March 17, 2004 - April 30, 2007

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

BD
CRD#: 119546
DENVER, CO
Past

December 1, 2003 - February 7, 2004

GPC SECURITIES, INC.

BD
CRD#: 14007
ATLANTA, GA
Past

April 29, 1997 - December 1, 2003

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 289
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/22/2024)
RR
Alaska
(2/22/2024)
RR
Arizona
(2/22/2024)
RR
Arkansas
(2/22/2024)
RR
California
(2/22/2024)
RR
Colorado
(6/12/2023)
RR
Connecticut
(2/22/2024)
RR
Delaware
(2/22/2024)
RR
District of Columbia
(6/16/2023)
RR
Florida
(6/12/2023)
RR
Georgia
(2/22/2024)
RR
Hawaii
(2/22/2024)
RR
Idaho
(2/22/2024)
RR
Illinois
(2/22/2024)
RR
Indiana
(2/22/2024)
RR
Iowa
(2/22/2024)
RR
Kansas
(2/22/2024)
RR
Kentucky
(2/22/2024)
RR
Louisiana
(6/13/2023)
RR
Maine
(2/22/2024)
RR
Maryland
(6/21/2023)
RR
Massachusetts
(2/22/2024)
RR
Michigan
(2/22/2024)
RR
Minnesota
(2/22/2024)
RR
Mississippi
(2/22/2024)
RR
Missouri
(2/22/2024)
RR
Montana
(2/22/2024)
RR
Nebraska
(2/22/2024)
RR
Nevada
(2/22/2024)
RR
New Hampshire
(2/22/2024)
RR
New Jersey
(2/22/2024)
RR
New Mexico
(2/22/2024)
RR
New York
(2/22/2024)
RR
North Carolina
(2/22/2024)
RR
North Dakota
(2/22/2024)
RR
Ohio
(2/22/2024)
RR
Oklahoma
(2/22/2024)
RR
Oregon
(2/22/2024)
RR
Pennsylvania
(2/22/2024)
RR
Puerto Rico
(6/21/2023)
RR
Rhode Island
(2/22/2024)
RR
South Carolina
(2/22/2024)
RR
South Dakota
(2/22/2024)
RR
Tennessee
(2/22/2024)
RR
Texas
(2/22/2024)
RR
Utah
(2/22/2024)
RR
Vermont
(2/22/2024)
RR
Virgin Islands
(2/22/2024)
RR
Virginia
(2/22/2024)
RR
Washington
(2/22/2024)
RR
West Virginia
(2/22/2024)
RR
Wisconsin
(2/22/2024)
RR
Wyoming
(2/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/21/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/8/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/28/1997
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/27/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AW
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
ARES WEALTH MANAGEMENT SOLUTIONS, LLC | REAL ESTATE INCOME SECURITIES, LLC | DIVIDEND CAPITAL SECURITIES, LLC | BLACK CREEK CAPITAL MARKETS, LLC

CRD#: 119546 / SEC#: , 8-65199

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1200 17th Street Suite #2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite #2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Colorado since 12/21/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DOUBLE DIAMOND LLCSOLE MEMBER
ADAMSON, CHRISTINA CARSONDESIGNATED PRINCIPAL / CO-CEO5372006
GALLIGAN, CASEY DDESIGNATED PRINCIPAL / CO-CEO4022954
MAGNER, BRIANCHIEF COMPLIANCE OFFICER3069172
MARRONE, MICHAEL THOMASFINOP, PRINCIPAL FINANCE OFFICER AND PRINCIPAL OPERATIONS OFFICER4859949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546Denver, CO 80202

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