Scott Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Myers, who also goes by Scott A Myers, Scott Andrew Myers, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2023 - July 21, 2025
BOFA SECURITIES PRIME, INC.
June 1, 2020 - August 14, 2023
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
August 29, 2019 - July 21, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 29, 2019 - July 21, 2025
BOFA SECURITIES, INC.
May 14, 2012 - January 9, 2019
RBC CMA LTD
March 7, 1998 - April 18, 2001
CENTENNIAL VENTURES, LTD.
August 4, 1997 - February 25, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 1/15/2000
Limited Representative-Equity Trader ExamCurrent Firm
BOFA SECURITIES PRIME, INC.
CRD#: 316331 / SEC#: , 8-70788
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOFA SECURITIES, INC. | SOLE SHAREHOLDER | 283942 |
| BOURNE, STUART MARK | DIRECTOR | 6611063 |
| DODDS, KEVIN PATRICK | CHIEF COMPLIANCE OFFICER | 1389294 |
| HUEBSCH, KEITH EVAN | DIRECTOR | 6367678 |
| MOONEY, SARA RATHBONE | CHIEF FINANCIAL OFFICER | 7616382 |
| SANTANNA, VINCENT C. | CHIEF OPERATIONS OFFICER & FINOP | 5290525 |
| SCOTT, MATTHEW ROBERTS | CHIEF EXECUTIVE OFFICER & PRESIDENT | 2522403 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
