Nathan E. Cultice

CASTLE WEALTH PLANNING

Santa Barbara, CA 93101

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CRD#: 2873957

Professional summary

Nathan Edward Cultice, CFP® is a registered financial advisor currently at CASTLE WEALTH PLANNING located in Santa Barbara, California.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nathan has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Edward Cultice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

November 27, 2006 - Present

CASTLE WEALTH PLANNING

Office #1: 1105 Chapala St. Ste. 4, Santa Barbara, CA 93101

RIA

CRD#: 141601

Santa Barbara, CA

Past

September 18, 2000 - December 11, 2006

WEST COAST FINANCIAL, LLC

RIA

CRD#: 104677

SANTA BARBARA, CA

Past

November 25, 1997 - April 12, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASTLE WEALTH PLANNING

CASTLE RETIREMENT PLANNING | CASTLE WEALTH PLANNING LLC | CASTLE WEALTH PLANNING

CRD#: 141601 / SEC#: 801-88216

RIA

Registered Investment Advisory firm - (4/10/2015 Approved)

California

Registered Investment Advisory firm - (5/30/2015 Terminated)

Washington

Registered Investment Advisory firm - (5/5/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/27/2006)

IAR

Texas
(8/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/24/1997

General Securities Representative Examination

Current Firm

CASTLE WEALTH PLANNING

CASTLE RETIREMENT PLANNING | CASTLE WEALTH PLANNING LLC | CASTLE WEALTH PLANNING

CRD#: 141601 / SEC#: 801-88216

RIA

Registered Investment Advisory firm - (4/10/2015 Approved)

California

Registered Investment Advisory firm - (5/30/2015 Terminated)

Washington

Registered Investment Advisory firm - (5/5/2015 Terminated)

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Contact information

Main Address

1105 Chapala St. Ste. 4, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 962-5630

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 215,549,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan E. Cultice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Edward Cultice's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASTLE WEALTH PLANNING

WEST COAST FINANCIAL, LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

CASTLE WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 63

Date: 12/30/1997

Series 7

Date: 11/24/1997

Current Firm

CASTLE WEALTH PLANNING

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASTLE WEALTH PLANNING

TRUST BUT VERIFY

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