Jennifer K. Sokira

WALT ST WSIM LTD

SEVILLE, OH

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CRD#: 2873822

Professional summary

Jennifer Kay Sokira, who also goes by Jenna Kilgore, Jennifer Kay Kratzer, is a registered financial advisor currently at WALT ST WSIM LTD located in Seville, Ohio.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jennifer has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jenna Kilgore | Jennifer Kay Kratzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Kay Sokira's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2000 - Present

WALT ST WSIM LTD

RIA

CRD#: 109339

SEVILLE, OH

Past

September 23, 1998 - January 4, 1999

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/15/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/22/1998

General Securities Representative Examination

Current Firm

WALT ST WSIM LTD

WALT ST INVESTMENT MANAGEMENT LTD | WALT ST WSIM LTD

CRD#: 109339 / SEC#: 801-56106

RIA

Registered Investment Advisory firm - (7/5/2012 Terminated)

Delaware

Registered Investment Advisory firm - (11/19/2018 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2015 Terminated)

Ohio

Registered Investment Advisory firm - (5/15/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/28/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Seville, OH

Mailing Address

Phone number

(216) 702-7161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 9,752,339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer K. Sokira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Kay Sokira's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALT ST WSIM LTD

NATCITY INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 9/22/1998

Current Firm

WALT ST WSIM LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WALT ST WSIM LTD

TRUST BUT VERIFY

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