Sherman J. Niamehr
Professional summary
Sherman Jason Niamehr was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sherman is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Sherman had worked at 13 firms, which includes BROOKVILLE CAPITAL PARTNERS, BENSON YORK GROUP INC., J.P. TURNER & COMPANY L.L.C., THE MINNEAPOLIS COMPANY INC., PAULSON INVESTMENT COMPANY LLC, SCHNEIDER SECURITIES INC., JOSEPH CHARLES & ASSOC. INC., DALTON KENT SECURITIES GROUP INC., TASIN & COMPANY INC., GLOBAL CAPITAL MARKETS LLC, ROYCE INVESTMENT GROUP INC., H G I, DUKE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2006 - July 9, 2008
BROOKVILLE CAPITAL PARTNERS
June 30, 2004 - March 8, 2006
BENSON YORK GROUP, INC.
June 12, 2001 - June 18, 2002
BENSON YORK GROUP, INC.
June 12, 2000 - March 19, 2001
J.P. TURNER & COMPANY, L.L.C.
July 29, 1999 - May 11, 2000
THE MINNEAPOLIS COMPANY, INC.
January 14, 1999 - June 9, 1999
PAULSON INVESTMENT COMPANY LLC
December 11, 1998 - January 22, 1999
SCHNEIDER SECURITIES, INC.
October 30, 1998 - December 11, 1998
JOSEPH CHARLES & ASSOC., INC.
September 14, 1998 - October 15, 1998
DALTON KENT SECURITIES GROUP, INC.
May 19, 1998 - October 9, 1998
TASIN & COMPANY, INC.
March 23, 1998 - May 20, 1998
GLOBAL CAPITAL MARKETS, LLC
December 16, 1997 - December 16, 1997
ROYCE INVESTMENT GROUP, INC.
December 16, 1997 - January 28, 1998
H G I
December 16, 1997 - July 17, 1998
DUKE & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
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