Gregory Gassoso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Gassoso was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1997. Gregory had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2015 - September 10, 2015
DPEC CAPITAL, INC.
August 30, 2012 - January 28, 2015
NATIONAL SECURITIES CORPORATION
September 18, 2001 - June 4, 2012
DPEC CAPITAL, INC.
October 26, 2000 - September 21, 2001
NATIONAL SECURITIES CORPORATION
September 28, 2000 - October 27, 2000
SHARPE CAPITAL, INC.
August 6, 1998 - October 27, 2000
BARRON CHASE SECURITIES, INC.
June 29, 1998 - July 30, 1998
PREFERRED SECURITIES GROUP, INC.
April 9, 1998 - July 21, 1998
PRIMEX
August 29, 1997 - March 25, 1998
MERIDIAN EQUITIES COMPANY
July 25, 1997 - August 19, 1997
THE BOSTON GROUP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DPEC CAPITAL, INC.
CRD#: 103737 / SEC#: , 8-52230
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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