Brian Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Kane, who also goes by Brian Michael Kane, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2025 - September 21, 2026
MODERN CAPITAL SECURITIES INC.
May 24, 2017 - October 31, 2025
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
October 3, 2016 - May 31, 2017
CETERA ADVISORS LLC
October 21, 2013 - October 3, 2016
INVESTORS CAPITAL CORP.
July 3, 2007 - October 16, 2013
OSAIC WEALTH, INC.
July 3, 1997 - August 22, 2000
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 7/2/2007
Current Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
