Matthew Mark Huddleston
Professional Summary
MATTHEW MARK HUDDLESTON is a registered financial advisor currently at FISHER\SMB located in Austin, Texas. MATTHEW is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. MATTHEW has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB
Contact Information
Main Address
4100 International Parkway Suite 2000, Carrollton, TX 75007Phone Number
(888) 674-4504# of Employees
159SEC notice filing (50 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
1,848AUM (Assets Under Management)
$6,847,928,139Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB
State Registrations and Notice Filings
(7/10/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2000About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view MATTHEW MARK HUDDLESTON's CRS (Customer Relationship Summary).
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