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Nicolas P. Bicking

BREAN CAPITAL
Atlanta, GA 30326
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CRD#: 2873390
NB
Nicolas Peter BickingBREAN CAPITAL

Professional summary

Nicolas Peter Bicking is a registered financial professional currently at BREAN CAPITAL, LLC located in Atlanta, Georgia.

Nicolas is registered as a RR (Registered Representative) and started their career in finance in 1997. Nicolas has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental property; non-investment related; Englewood, FL; Real Estate; Co-Owner; starting in 2006; approx 2 hr/mo; no during devoted to the activity during securities trading hours; duties include general rental property management.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Peter Bicking's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2026 - Present

BREAN CAPITAL, LLC

Office #1: 3414 Peachtree Road Ne Suite 750, Atlanta, GA 30326
BD
CRD#: 23723
Atlanta, GA
Past

June 8, 2018 - August 3, 2026

D.A. DAVIDSON & CO.

RIA
CRD#: 199
POWELL, OH
Past

May 1, 2018 - August 3, 2026

D.A. DAVIDSON & CO.

BD
CRD#: 199
POWELL, OH
Past

September 18, 2009 - May 1, 2018

BOENNING & SCATTERGOOD, INC.

BD
CRD#: 100
POWELL, OH
Past

March 13, 2009 - October 1, 2009

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
DUBLIN, OH
Past

March 13, 2009 - October 1, 2009

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
DUBLIN, OH
Past

March 8, 2006 - March 13, 2009

FERRIS, BAKER WATTS, LLC

RIA
CRD#: 285
DUBLIN, OH
Past

March 6, 2006 - March 13, 2009

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
DUBLIN, OH
Past

August 25, 2000 - March 7, 2006

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
DUBLIN, OH
Past

July 31, 2000 - March 7, 2006

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
DUBLIN, OH
Past

October 6, 1999 - July 31, 2000

CAPITAL SECURITIES OF AMERICA, INC.

BD
CRD#: 36405
HARTVILLE, OH
Past

August 23, 1999 - October 1, 1999

QUANTUM CAPITAL CORPORATION

BD
CRD#: 42307
COLUMBUS, OH
Past

March 27, 1998 - August 18, 1999

MPI FINANCIAL

BD
CRD#: 44361
COLUMBUS, OH
Past

April 30, 1997 - April 1, 1998

QUANTUM CAPITAL CORPORATION

BD
CRD#: 42307
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/3/2026)
RR
Georgia
(8/6/2026)
RR
Illinois
(8/3/2026)
RR
Indiana
(8/3/2026)
RR
Kentucky
(8/3/2026)
RR
Maryland
(7/29/2026)
RR
Michigan
(7/31/2026)
RR
Mississippi
(8/7/2026)
RR
New Jersey
(8/3/2026)
RR
New York
(8/3/2026)
RR
North Carolina
(8/10/2026)
RR
Ohio
(7/29/2026)
RR
Pennsylvania
(8/3/2026)
RR
Virginia
(8/6/2026)
RR
Washington
(8/5/2026)
RR
West Virginia
(8/3/2026)
RR
Wisconsin
(7/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/29/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BC
BREAN CAPITAL, LLC
BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.

CRD#: 23723 / SEC#: , 8-40742

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Phone number
(212) 702-6500
Established
Delaware since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BMUR HOLDINGS, LLCHOLDING COMPANY
HUNT FS HOLDINGS III, LLCHOLDING COMPANY
ALLURED LLCHOLDING COMPANY
LIZINATOR LLCHOLDING COMPANY
BREAN CAPITAL HOLDINGS, LLCHOLDING COMPANY
CORWEN, STEPHEN MILLERHEAD OF MBS/ABS SALES2943061
FINE, ROBERT MICHAELCHIEF EXECUTIVE OFFICER1450313
GUZMAN, JEFFREY MCHIEF COMPLIANCE OFFICER3095123
LAMARSH, JONATHAN ANDREWPRINCIPAL OPERATIONS OFFICER5436335
MACKLIN, JOHN TIMOTHYPRINCIPAL OPERATIONS OFFICER1446800
SARABELLA, ARNOLDCHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER1717059
TIRSCHWELL, ROBERT MOYSEEXECUTIVE MANAGING DIRECTOR2230453

Disclosures

Regulatory Event12

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BREAN CAPITAL, LLC

CRD#: 23723Atlanta, GA 30326

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