Brian T. Miller
Professional summary
Brian T. Miller, who also goes by Brian Thomas Miller, Brian Miller, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Jersey City, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian T. Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 575 Washington Blvd, Jersey City, NJ 07310November 4, 2010 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
April 11, 2007 - October 13, 2010
NUVEEN FUND ADVISORS, LLC
March 15, 2007 - October 13, 2010
NUVEEN SECURITIES, LLC
August 9, 2005 - March 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2005 - March 12, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2000 - May 4, 2005
FUNDS DISTRIBUTOR, LLC
February 2, 2000 - December 1, 2000
BANC ONE SECURITIES CORPORATION
April 16, 1997 - February 7, 2000
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
(8/25/2023)
(12/1/2015)
(9/24/2019)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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