Timothy A. Pitoniak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Albert Pitoniak, who also goes by Timothy A Pitoniak, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1998. Timothy had worked at 6 firms and has passed the Series 63, Series 65, Series 62, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2011 - January 17, 2012
INTELLIVEST SECURITIES, INC.
January 20, 2011 - February 10, 2011
NORTH NASSAU ADVISORS, LLC
March 9, 2010 - December 22, 2010
MOODY CAPITAL SOLUTIONS, INC
January 5, 2001 - February 12, 2001
WELLS FARGO CLEARING SERVICES, LLC
February 8, 1999 - October 20, 2000
MORGAN STANLEY DW INC.
June 25, 1998 - January 12, 1999
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 3/8/2010
Corporate Securities Limited Representative ExaminationCurrent Firm
INTELLIVEST SECURITIES, INC.
CRD#: 145022 / SEC#: , 8-67693
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOLBER, DANIEL HACKNER | PRESIDENT, CEO, CHIEF FINANCIAL OFFICER (CFO), SOLE SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 1001814 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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