Daniel G. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel G Schmidt, who also goes by Daniel G Schmidt, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1997. Daniel had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2010 - December 31, 2011
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
September 23, 2008 - December 31, 2009
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
December 6, 2005 - October 2, 2008
WALNUT STREET SECURITIES, INC.
April 30, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
October 10, 2000 - May 8, 2002
LEHMAN BROTHERS INC.
July 1, 1998 - October 19, 2000
COWEN AND COMPANY
May 8, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
CRD#: 35419 / SEC#: , 8-46748
Contact information
Red Flags
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