Muata R. Mahluli

FACET

Beverly Hills, MI

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CRD#: 2873085

Professional summary

Muata Rikondja Mahluli, CFP®, who also goes by Muata Rikondja Mahluli, Michael Andre Miller, Muata R Mahluli, is a registered financial advisor currently at FACET located in Beverly Hills, Michigan.

Muata is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Muata has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Muata Rikondja Mahluli | Michael Andre Miller | Muata R Mahluli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Directors; The Detroit Recovery Project Board Member; Investment Related: No; Location: 1121 East McNichols Rd. Detroit, MI 48203; Description of the business: DRP is a private non-profit corporation dedicated to supporting recovery which strengthens, rebuilds, and empowers individuals, families and communities who are experiencing co-occurring mental illness, and substance use disorders. This is accomplished by ensuring access to integrated networks of competent holistic health services.; Responsibilities Duties: Guide and advise the CEO/President with the direction of the agency; Start date with business: January 31, 2013; Hours devoted to business outside trading hours: 1;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Muata Rikondja Mahluli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 7, 2020 - Present

FACET

RIA

CRD#: 285961

Beverly Hills, MI

Past

November 17, 2016 - August 20, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Novi, MI

Past

November 17, 2016 - August 20, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Novi, MI

Past

November 24, 2014 - October 12, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

SOUTHFIELD, MI

Past

November 21, 2014 - October 12, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

SOUTHFIELD, MI

Past

June 1, 2009 - October 3, 2014

MORGAN STANLEY

RIA

CRD#: 149777

BIRMINGHAM, MI

Past

June 1, 2009 - October 3, 2014

MORGAN STANLEY

CRD#: 149777

BIRMINGHAM, MI

Past

March 6, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BIRMINGHAM, MI

Past

March 6, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BIRMINGHAM, MI

Past

December 21, 2005 - March 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DETROIT, MI

Past

September 15, 2005 - March 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DETROIT, MI

Past

March 15, 2005 - August 18, 2005

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

February 11, 2005 - March 14, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 11, 2005 - March 14, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 1, 2001 - February 16, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 1, 2001 - February 16, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 18, 1997 - November 2, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/7/2020)

IAR

Texas
(2/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/3/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/29/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/27/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

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Contact information

Main Address

400 East Pratt Street 8th Floor, Baltimore, MD 21202

Mailing Address

Phone number

(443) 376-6222

Established

Firm type

Fiscal year end

# of Employees

174

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	36,817
AUM (Assets Under Management)	$ 4,754,146,771

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Muata R. Mahluli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Muata Rikondja Mahluli's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IFMG SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

FACET

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2005

Series 63

Date: 6/27/1997

Series 7TO

Date: 3/3/2024

SIE

Date: 10/1/2018

Series 31

Date: 12/29/2005

Series 7

Date: 12/27/2000

Series 6

Date: 8/15/1997

Current Firm

FACET

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FACET

TRUST BUT VERIFY

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