William F. Gregory

BECK CAPITAL MANAGEMENT LLC

Austin, TX 78746

Some features on this profile are disabled

CRD#: 2873020

Professional summary

William Frederick Gregory IV, who also goes by Bill Gregory, is a registered financial advisor currently at BECK CAPITAL MANAGEMENT LLC located in Austin, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. William has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Gregory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Frederick Gregory IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2014 - Present

BECK CAPITAL MANAGEMENT LLC

Office #1: 2009 S. Capital Of Texas Hwy. Suite 200, Austin, TX 78746

RIA

CRD#: 152705

Austin, TX

Past

December 16, 1999 - April 5, 2000

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

July 23, 1998 - December 15, 1999

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

December 18, 1997 - July 17, 1998

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

April 29, 1997 - November 19, 1997

CRISPIN KOEHLER SECURITIES

CRD#: 10596

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BECK CAPITAL MANAGEMENT LLC

CRD#: 152705 / SEC#: 801-70977

RIA

Registered Investment Advisory firm - (1/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/1997

General Securities Representative Examination

Current Firm

BECK CAPITAL MANAGEMENT LLC

CRD#: 152705 / SEC#: 801-70977

RIA

Registered Investment Advisory firm - (1/7/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2009 S. Capital Of Texas Hwy. Suite 200, Austin, TX 78746

Mailing Address

Phone number

(512) 345-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BECK CAPITAL MANAGEMENT LLC ADV PART 2A BROCHURE MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,030
AUM (Assets Under Management)	$ 504,891,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William F. Gregory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Frederick Gregory IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANUS HENDERSON DISTRIBUTORS US LLC

CUNA BROKERAGE SERVICES, INC.

OSAIC FS, INC.

CRISPIN KOEHLER SECURITIES

Primary Firm SEC Registration

BECK CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2014

Series 63

Date: 5/15/1997

Series 7

Date: 4/28/1997

Current Firm

BECK CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BECK CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors