Joshua P. Natkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Paul Natkin, who also goes by J.p. Natkin, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1997. Joshua had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2011 - January 7, 2014
OTKRITIE CAPITAL U.S. INC.
August 25, 2008 - September 16, 2011
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
October 12, 2001 - March 5, 2008
AUERBACH GRAYSON & COMPANY LLC
May 8, 2000 - August 8, 2000
SBERBANK CIB USA, INC.
August 24, 1998 - December 20, 1999
ABN AMRO SECURITIES LLC
May 9, 1997 - August 7, 1998
RENCAP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
OTKRITIE CAPITAL U.S. INC.
CRD#: 155187 / SEC#: , 8-68704
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
