Walter F. Sosnowski Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Francis Sosnowski Iii III, who also goes by Walt Francis Sosnowski, Walter Francis Sosnowski III, Walter Francis Sosnowski, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1997. Walter had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2006 - January 5, 2018
SRC PARTNERS, LP
April 3, 1997 - May 2, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SRC PARTNERS, LP
CRD#: 140124 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 10/25/2023 |
Red Flags
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