Johnny J. Fiscus
Professional summary
Johnny Joe Fiscus was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Johnny is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Johnny had worked at 3 firms, which includes NATIONAL SECURITIES CORPORATION, WEB STREET SECURITIES INC., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2001 - March 24, 2001
NATIONAL SECURITIES CORPORATION
December 24, 1998 - February 9, 2000
WEB STREET SECURITIES, INC.
April 29, 1997 - July 23, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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