Mark A. Rupe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Rupe was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2016 - November 3, 2016
LONGBOW SECURITIES, LLC
March 14, 2008 - January 13, 2012
LONGBOW SECURITIES, LLC
March 23, 2007 - August 20, 2007
NEEDHAM & COMPANY, LLC
April 6, 2006 - February 13, 2007
RYAN BECK & CO.
December 15, 2003 - April 10, 2006
CANACCORD GENUITY LLC
January 20, 1999 - July 13, 2001
RBC CAPITAL MARKETS, LLC
April 18, 1997 - December 22, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LONGBOW SECURITIES, LLC
CRD#: 135738 / SEC#: , 8-66950
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LONGBOW RESEARCH, LLC | OWNER | |
| MACGREGOR, DAVID SUTHERLAND | PRESIDENT/DIRECTOR OF RESEARCH/CHIEF COMPLIANCE OFFICER/FINOP | 2685554 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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