Stephen E. Kohler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Edwin Kohler was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1997. Stephen had worked at 6 firms and has passed the Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2022 - December 31, 2024
ELJOS CAPITAL VENTURES
June 29, 2015 - December 31, 2015
ELJOS CAPITAL MANAGEMENT, LLC
January 5, 2011 - April 4, 2014
CREDO CAPITAL MANAGEMENT, LLC
February 25, 2008 - December 31, 2011
XIPHIAS CAPITAL MANAGEMENT LLC
September 1, 1997 - February 19, 1999
DB ALEX. BROWN LLC
August 7, 1997 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ELJOS CAPITAL VENTURES
CRD#: 319327 / SEC#:
Contact information
Red Flags
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