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Stephen Edwin Kohler

CRD# 2871540·Registered 1997 - 2024
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Edwin Kohler was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1997 - 2024. Stephen had worked at 6 firms and has passed the Series 3, Series 7 and Series 30 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ELJOS CAPITAL VENTURES·CRD# 319327
RIA
Jupiter, FL
June 30, 2022 - December 31, 2024
ELJOS CAPITAL MANAGEMENT, LLC·CRD# 172542
RIA
Towson, MD
June 29, 2015 - December 31, 2015
CREDO CAPITAL MANAGEMENT, LLC·CRD# 131535
RIA
Baltimore, MD
January 5, 2011 - April 4, 2014
XIPHIAS CAPITAL MANAGEMENT LLC·CRD# 145760
RIA
Baltimore, MD
February 25, 2008 - December 31, 2011
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
September 1, 1997 - February 19, 1999
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
August 7, 1997 - September 1, 1997

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Current Firm

EC
ELJOS CAPITAL VENTURES

ELJOS CAPITAL VENTURES | ELJOS CAPITAL VENTURES LLC

CRD#: 319327

Contact Information

Main Address

16771 Traders Crossing #121, Jupiter, FL 33477

Phone Number

(410) 869-6846

# of Employees

2

Documents

Latest Form ADV
0

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Dec 2016About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1997About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Dec 2016About the Series 30 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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