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Michael Paul Siegel

CRD# 2871429·Registered 1997 - 2001
Barred: Michael Paul Siegel was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Paul Siegel was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1997 - 2001. Michael had worked at 1 firm and has passed the Series 66, Series 7 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ABSOLUTE RETURN ADVISORS, LTD.·CRD# 42938
BD
Manchester Center, VT
October 31, 1997 - August 14, 2001

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Current Firm

AR
ABSOLUTE RETURN ADVISORS, LTD.

ABSOLUTE RETURN ADVISORS, LTD | ABSOLUTE RETURN ADVISORS, LTD.

CRD#: 42938 / SEC#: 8-50104
BD
Terminated by SEC on 03/04/2007

Contact Information

Established

Vermont since 09/01/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
IHASZ, ADAM OLIVERPRESIDENT/COMPLIANCE OFFICER2314749
IHASZ, ASHLEY C.OWNER—
IHASZ, CATHLEEN M.OWNER/SECRETARY—
IHASZ, NICOLE V.OWNER—
IHASZ, MARY JANE REIMEROWNER—
IHASZ, OLIVER DIRKDIRECTOR1367185

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 1999About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Aug 1999About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1997About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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