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David Jansky

CRD# 2871289·Registered 1998 - 2018
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Jansky was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1998 - 2018. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

RESOURCE SECURITIES LLC·CRD# 133022
BD
New York, NY
May 19, 2008 - March 5, 2018
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
November 28, 2007 - May 27, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
July 12, 2005 - November 9, 2007
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
July 19, 2002 - June 15, 2005
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
September 22, 1999 - April 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 14, 1998 - May 1, 1998

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Current Firm

RS
RESOURCE SECURITIES LLC

CHADWICK SECURITIES, INC. | RESOURCE SECURITIES, INC. | RESOURCE SECURITIES LLC

CRD#: 133022 / SEC#: 8-66669
BD
Terminated by SEC on 12/29/2020

Contact Information

Established

Delaware since 08/01/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RAI VENTURES LLCSOLE SHAREHOLDER—
BLOCK, LAWRENCE STEVENPRESIDENT, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER3006613

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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