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S Albert Hanser

FNEX CAPITAL
INDIANAPOLIS, IN
·CRD# 2871254·28 years experience

Professional Summary

S Albert Hanser, who also goes by Albert Hanser III, Albert Hanser, S Albert Hanser III, S Albert Hanser Iii, Salbert Hanser Iii, is a registered financial advisor currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana. S Albert is registered as a RR (Registered Representative) and started their career in finance in 1998. S Albert has worked at 8 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Albert Hanser Iii, Albert Hanser, S Albert Hanser Iii, S Albert Hanser Iii, Salbert Hanser Iii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

FNEX CAPITAL, LLC·CRD# 166316
BD
One Indiana Square Suite 2252, Indianapolis, IN 46204
September 25, 2026 - Present
STONEX FINANCIAL INC.·CRD# 45993
BD
Winter Park, FL
September 1, 2026 - September 10, 2026
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
Boston, MA
March 16, 2020 - September 1, 2026
CRAIG-HALLUM CAPITAL GROUP LLC·CRD# 121395
BD
Boston, MA
August 28, 2012 - March 4, 2019
THINKEQUITY LLC·CRD# 44274
BD
Boston, MA
October 21, 2003 - August 15, 2012
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
June 14, 1999 - October 2, 2003
DB ALEX. BROWN LLC·CRD# 17790
BD
Baltimore, MD
May 19, 1998 - June 14, 1999
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
January 15, 1998 - April 9, 1998

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Current Firm

FC
FNEX CAPITAL, LLC

APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: 8-69199
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Phone Number

(317) 580-2588

Established

Indiana since 06/04/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER—
ALVAREZ, KAREN LOUFINANCIAL OPERATIONS4044938
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/25/2026)
RR
Connecticut
(9/25/2026)
RR
Florida
(9/25/2026)
RR
Illinois
(9/25/2026)
RR
Indiana
(9/25/2026)
RR
Kansas
(9/25/2026)
RR
Kentucky
(9/25/2026)
RR
Maryland
(9/25/2026)
RR
Massachusetts
(9/25/2026)
RR
Michigan
(9/25/2026)
RR
Minnesota
(9/25/2026)
RR
Mississippi
(9/25/2026)
RR
Nevada
(9/25/2026)
RR
New Jersey
(9/25/2026)
RR
New York
(9/25/2026)
RR
North Carolina
(9/28/2026)
RR
Oklahoma
(9/25/2026)
RR
Pennsylvania
(9/25/2026)
RR
South Carolina
(9/25/2026)
RR
Texas
(9/25/2026)
RR
Utah
(9/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Oct 2012About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view S Albert Hanser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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