Joseph J. Vinson

AE WEALTH MANAGEMENT

Spring, TX 77379

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CRD#: 2871208

Professional summary

Joseph Jay Vinson is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Spring, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joseph has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VINSON FINANCIAL GROUP; YES INVESTMENT RELATED; 8900 EASTLOCH DRIVE, BUILDING 305, SPRING, TX 77379; INSURANCE SALES; OWNER; START DATE 12/2018; APPROX 122 HRS/MONTH; APPROX 127 HRS/MONTH DURING TRADING; INSURANCES SALES AND SERVICES AND MEDICARE SUPPLEMENT OFFERINGS THROUGH THE AE MEDICARE PARTNERSHIP PROGRAM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jay Vinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2021 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 8900 Eastloch Dr Bldg 305, Spring, TX 77379

RIA

CRD#: 282580

Spring, TX

Past

January 29, 2021 - December 7, 2022

AE FINANCIAL SERVICES, LLC

CRD#: 298608

Spring, TX

Past

April 23, 2019 - February 2, 2021

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Spring, TX

Past

October 15, 2018 - February 2, 2021

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Spring, TX

Past

December 12, 2016 - March 28, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

December 12, 2016 - March 28, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

DENVER, CO

Past

December 12, 2016 - March 28, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

December 12, 2016 - March 28, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 11, 2011 - September 23, 2016

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

September 2, 2010 - December 21, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

February 1, 2008 - August 25, 2010

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

September 18, 2000 - December 31, 2007

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

October 18, 1999 - July 28, 2000

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

October 9, 1997 - October 19, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/29/2021)

IAR

Texas
(1/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/1998

General Securities Principal Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Joseph J. Vinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jay Vinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

REGAL INVESTMENT ADVISORS LLC

REGULUS FINANCIAL GROUP, LLC

SII INVESTMENTS, INC.

NATIONAL PLANNING CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

INVEST FINANCIAL CORPORATION

CETERA ADVISORS LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MUTUAL SERVICE CORPORATION

IFG NETWORK SECURITIES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2019

Series 63

Date: 8/28/1997

SIE

Date: 3/28/2017

Series 7

Date: 10/8/1997

Series 24

Date: 1/5/1998

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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