Trevor M. Crowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Michael Crowley was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 1998. Trevor had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 31, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2016 - May 8, 2019
ARCHER DISTRIBUTORS, LLC
July 16, 2009 - April 10, 2012
AMERICAN ASSET MANAGEMENT GROUP INC
January 19, 2007 - May 4, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 19, 2007 - May 4, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 10, 2000 - January 24, 2007
MORGAN STANLEY DW INC.
August 17, 1998 - January 24, 2007
MORGAN STANLEY DW INC.
August 5, 1998 - August 14, 1998
GLOBAL BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARCHER DISTRIBUTORS, LLC
CRD#: 158961 / SEC#: , 8-68951
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
