Matthew B. Wilson
Professional summary
Matthew Bryan Wilson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Matthew had worked at 3 firms, which includes BROOKSTREET SECURITIES CORPORATION, CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2005 - July 23, 2007
BROOKSTREET SECURITIES CORPORATION
July 7, 2005 - July 23, 2007
BROOKSTREET SECURITIES CORPORATION
July 24, 2001 - June 20, 2005
CITIGROUP GLOBAL MARKETS INC.
June 29, 2001 - June 20, 2005
CITIGROUP GLOBAL MARKETS INC.
June 12, 1998 - July 12, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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