Scott Z. Chait
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Z Chait, who also goes by Scott Zachary Chait, Scott Chait, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1998. Scott had worked at 8 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2019 - January 4, 2021
T3 TRADING GROUP, LLC
November 7, 2011 - October 18, 2019
T3 TRADING GROUP, LLC
April 27, 2011 - October 11, 2011
DIMENSION TRADING GROUP, LLC
March 3, 2003 - November 19, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
March 1, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
July 21, 1999 - May 31, 2000
FIRST SECURITY INVESTMENTS, INC.
March 25, 1999 - August 23, 1999
THE THERMOPYLAE GROUP, INC.
August 24, 1998 - February 8, 1999
LADENBURG CAPITAL MANAGEMENT INC.
February 12, 1998 - August 27, 1998
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
