Trevor S. Bacon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Scott Bacon, who also goes by Trevor Milne, was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 1997. Trevor had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2019 - April 20, 2020
MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
January 20, 2015 - April 12, 2017
LPL FINANCIAL LLC
December 11, 2014 - April 12, 2017
LPL FINANCIAL LLC
June 29, 2001 - November 6, 2001
SUNAMERICA SECURITIES, INC.
February 17, 1999 - July 6, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 15, 1997 - October 17, 1997
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOUNTAIN LAKES CAPITAL MANAGEMENT LLC
CRD#: 299413 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
