Walter R. Abbott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Robb Abbott III, who also goes by Bud Abbott, Walter Robb Abbott, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1997. Walter had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2013 - August 26, 2015
MIP GLOBAL, INC.
May 18, 2011 - August 15, 2013
STILLPOINT CAPITAL, LLC
February 9, 2011 - November 9, 2015
FAMILY ENDOWMENT PARTNERS, LP
June 19, 1997 - June 1, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MIP GLOBAL, INC.
CRD#: 164640 / SEC#: , 8-69110
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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