Chanda C. Sour

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Houston, TX 77027

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CRD#: 2870773

Professional summary

Chanda Chad Sour, who also goes by Chanda C. Sour, is a registered financial advisor currently at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Houston, Texas.

Chanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Chanda has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chanda C. Sour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LUDWIG FINANCIAL GROUP - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - MINNEAPOLIS, MN - SINCE 01/2022 - INVESTMENT RELATED 2.) CHANDA SOUR - INSURANCE AGENT - NON-VARIABLE INSURANCE - MINNEAPOLIS, MN - SINCE 01/2007 - INVESTMENT RELATED 3.) HUCKIN FINANCIAL GROUP - VICE PRESIDENT OF HFG - DBA NAME FOR MARKETING PURPOSES ONLY - HOUSTON, TX - SINCE 04/2022 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chanda Chad Sour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Chanda Chad Sour's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 4265 San Felipe Ste. 510, Houston, TX 77027Office #2: 8009 34th Ave. S Ste. 800, Minneapolis, MN 55425

RIA

CRD#: 20804

Houston, TX

Current

January 4, 2022 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 4265 San Felipe Ste. 510, Houston, TX 77027Office #2: 8009 34th Ave. S Ste. 800, Minneapolis, MN 55425

RIA

CRD#: 20804

Houston, TX

Past

November 14, 2014 - December 31, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BLOOMINGTON, MN

Past

November 14, 2014 - December 31, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

MINNEAPOLIS, MN

Past

December 16, 2013 - November 14, 2014

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

Bloomington, MN

Past

January 6, 2006 - November 14, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

Bloomington, MN

Past

December 4, 2002 - January 5, 2006

PARKLAND SECURITIES, LLC

CRD#: 115368

MINNEAPOLIS, MN

Past

December 7, 2001 - December 4, 2002

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

August 28, 1997 - December 14, 2001

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804 / SEC#: 801-57198, 8-38485

RIA

Registered Investment Advisory firm - SEC (1/28/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/4/2022)

California
(1/4/2022)

Florida
(1/4/2022)

Illinois
(1/4/2022)

Iowa
(1/4/2022)

Kansas
(1/4/2022)

Massachusetts
(3/12/2024)

Minnesota
(1/4/2022)

IAR

Minnesota
(1/4/2022)

Mississippi
(1/4/2022)

Missouri
(1/4/2022)

New York
(2/8/2024)

Tennessee
(4/12/2022)

Texas
(1/4/2022)

Washington
(1/4/2022)

Wisconsin
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/27/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804 / SEC#: 801-57198, 8-38485

RIA

Registered Investment Advisory firm - SEC (1/28/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258

Mailing Address

P.o. Box 5750, Scottsdale, AZ 85261-5750

Phone number

(480) 991-0225

Established

Arizona since 08/21/1987

Firm type

Partnership

Fiscal year end

December

Firm Size

Large

# of Employees

614

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

UNITED PLANNERS FINANCIAL SERVICES FORM ADV PART 2A - 8.23.2024 (3/24/2025)

Direct owners and executive officers

Name	Position	CRD#
UNITED PLANNERS' GROUP, INC.	GENERAL PARTNER
BAKER, MICHAEL A	PRESIDENT	4037933
BAKER, MICHAEL A	CHIEF EXECUTIVE OFFICE (CEO)	4037933
CUFFARI-AGASI, SHEILA JUNE	EXECUTIVE VICE PRESIDENT	2401020
HAUER, DAVE B	VICE PRESIDENT COMPLIANCE, CHIEF COMPLIANCE OFFICER	4018434
OLIVERIO, KENNETH WILLIAM JR	EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER	2957427
SHINDEL, CHAD TRAVIS	VICE PRESIDENT, CHIEF FINANCIAL OFFICER (CFO)	6232253

Regulatory assets under management

Total Number of Accounts	41,834
AUM (Assets Under Management)	$ 10,637,349,683

Disclosures

Regulatory Event	12
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chanda C. Sour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chanda Chad Sour's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Chanda Chad Sour's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

PARKLAND SECURITIES, LLC

FFP SECURITIES, INC.

WADDELL & REED

Primary Firm SEC Registration

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2021

Series 63

Date: 6/12/1997

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2001

Series 6

Date: 8/27/1997

FINRA

Current Firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TRUST BUT VERIFY

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