Michael D. Crissey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dodson Crissey, who also goes by Mike Crissey, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - August 5, 2020
HORSE COVE PARTNERS LLC
June 25, 2012 - May 1, 2013
PATHWAYS FINANCIAL PARTNERS,INC.
March 10, 2006 - January 18, 2011
PRINCIPAL ASSET MANAGEMENT
January 20, 2006 - March 15, 2006
PRINCIPAL SECURITIES, INC.
May 5, 2005 - May 15, 2009
PRINCIPAL SECURITIES, INC.
August 11, 2004 - January 4, 2005
FORESIDE FUND SERVICES, LLC
August 25, 2003 - June 24, 2004
FUNDS DISTRIBUTOR, LLC
Primary Firm SEC Registration
HORSE COVE PARTNERS LLC
CRD#: 172389 / SEC#: 801-130046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORSE COVE PARTNERS LLC
CRD#: 172389 / SEC#: 801-130046
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 101,564,415 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
