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MO

Michael H. Ory

BRENTWOOD CAPITAL ADVISORS LLC
Nashville, TN 37203
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CRD#: 2870690
MO

Professional summary


Michael Henry Ory is a registered financial professional currently at BRENTWOOD CAPITAL ADVISORS LLC located in Nashville, Tennessee.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 4, Series 24, Series 9 and Series 10 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Henry Ory's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 3, 2021 - Present

BRENTWOOD CAPITAL ADVISORS LLC

Office #1: 1600 West End Avenue Suite 1550, Nashville, TN 37203
BD
CRD#: 118712
Nashville, TN
Past

April 3, 2020 - March 15, 2021

BRG CAPSTONE CAPITAL ADVISORS

BD
CRD#: 282519
Nashville, TN
Past

April 19, 2001 - April 1, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NASHVILLE, TN
Past

April 18, 1997 - April 16, 2001

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(3/3/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 5/22/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/2020
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BC
BRENTWOOD CAPITAL ADVISORS LLC
BRENTWOOD CAPITAL ADVISORS LLC

CRD#: 118712 / SEC#: , 8-53681

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
1600 West End Avenue Suite 1550, Nashville, TN 37203
Mailing Address
1600 West End Avenue Suite 1550, Nashville, TN 37203
Phone number
(615) 224-3830
Established
Tennessee since 05/11/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WYLLY, THOMAS COOK IISENIOR PARTNER/MANAGING PARTNER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER1025314
GALYON, LUTHER ANDERSON IVMANAGING DIRECTOR/PARTNER3081252
CLONCS, BRYAN JAMESMEMBER5351717
LINDSEY, EVAN BURKMEMBER3076356
MEADORS, MARVIN PORTER IVMEMBER6247180
ORY, MICHAEL HENRYMEMBER2870690

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRENTWOOD CAPITAL ADVISORS LLC

CRD#: 118712Nashville, TN 37203

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